Directory Menu Information

 

How and Why to Replace Single or Multiple Teeth
Category:
 

Avaya IP Telephones - 4620, 5600 & 9600 - Product Comparson
Category:
 

Eyelid Surgery: Preparing for Recovery
Category:
 

Paleo Diet Snack Ideas - The 5-Minute Recipe Guide for 2 Astonis...
Category:
 

Say NO To Animal Testing
Category:
 

The Nokia C6 White features an easy to use email client
Category:
 

Chicago kitchen remodeling- Useful Tips
Category:
 

Medicare Supplemental Insurance Comparison - Make a Wise Choice
Category:
 

How to Find the Best Medicare Supplement!
Category:
 

How to Make Paleo Cookies - The Hidden Art of Making Mouth-Water...
Category:
 

Get a Medicare Supplement Quote from Every Major Insurance Compa...
Category:
 

Compare Medicare Supplements and Save Money!
Category:
 

Fishing Bivvies - Three Good Reasons You Should Have A High Qual...
Category:
 

Heaven Hill
Category:
 

Self Improvement-Be The Best You Can Be With This Simple But Eff...
Category:
 

Is DTS Therapy Better Than Chiropractic Care
Category:
 

Balloon Columns At Your Special Event
Category:
 

The Nokia C6 White has up to 16 gigabytes of storage memory
Category:
 

Paleo Diet Recipes for Breakfast - Try This Easy and Tasty Speci...
Category:
 

CCBN drive LCD and plasma TV's alternative contest - LCD, pl...
Category:
 

Facebook fanpage for business
Category:
 

Keep These Tips In Mind Before You Hire A Moving Company
Category:
 

How to Quickly Advance Your Spanish and Impress Friends With Roc...
Category:
 

The Nokia C6 White features a 3.2 inch resistive touch screen di...
Category:
 

Want to Buy Cheap Extender?: A Vimax Extender Review
Category:
 

Shopping for Successful Weight-Loss: Five Top Tips
Category:
 

The Power Of Remote Management Computer Software To Make Work Ea...
Category:
 

Using the Internet to Lower Costs
Category:
 

How to Buy Short Sales and Profit From Them
Category:
 

Things to Consider When Choosing a Unique Masquerade Prom Mask
Category:
 

Starting that New Existence
Category:
 

When an Ergonomic chair is not Solving Your Back Pain Look no Fu...
Category:
 

3D TV manufacturers will dominate the next six
Category:
 

Paleo Cookie Recipe - How to Bake Some Extremely Yummy Paleo Die...
Category:
 

Todays Fashion Trend: Cubic Zirconia Bracelets
Category:
 

How to Review a Doctor
Category:
 

The Sony Ericsson X10 White offering a Mediascape feature which ...
Category:
 

Getting Past Fear of Failure and Growing a Successful Business
Category:
 

Soft
Category:
 

Advantages of Dental Implants
Category:
 

Appliance stores do not deserted during the Olympic Games
Category:
 

Small Business Opportunity - How To Sell Without Being Pushy
Category:
 

Taobao 2009 sales of footwear products in the Boots Women Nearly...
Category:
 

Womens Swimwear That Makes You Look Slimmer: Miraclesuit
Category:
 

The Sony Ericsson Zylo Silver with autorotate capabilities with ...
Category:
 

How Online PR Can Help Your Search Engine Optimization
Category:
 

learn muay tai
Category:
 

Organization Ideas for Small Spaces
Category:
 

Garage Door Materials: Pros and Cons
Category:
 

Where Should I Get My Kids' Team Apparel Printed?
Category:
 

Socialising again after a break up
Category:
 

Professional Pay per Player offshore Services
Category:
 

The Sony Ericsson Zylo Silver provides clips on YouTube with its...
Category:
 

Tips to remain safe on a blind date
Category:
 

So Much Hostility
Category:
 

Festo (China) Co., Ltd. Wang Xiongyao Interview
Category:
 

TM to Nance for 7 provinces Gree "double bid" - Shangh...
Category:
 

Oaks Sales commandos rushed to help the national sales channel d...
Category:
 

Native Remedies Promo Codes for All-Natural Treatments at the Lo...
Category:
 

Expert online career counseling
Category:
 

Benefits of Using Vitamin E for Skincare
Category:
 

High Risk of Occupational Disabilities in Construction Industry
Category:
 

SEO Services for small and medium businesses
Category:
 

Problems Getting Pregnant? Some Quick Practical Ideas
Category:
 

A Review Of The 37 Inch Sony KDL37EX503
Category:
 

Career transition coaching tests
Category:
 

Optional air conditioning three steps
Category:
 

Starscapes Home Business Opportunity
Category:
 

Grown Ups Reunites Friends
Category:
 

Latest 2010 collection of Breitling Replica Watches on AAAwatchr...
Category:
 

A Comedy Film For Entire Family
Category:
 

"My Online Business Strategy" - The Stuff You Need and Don't Get...
Category:
 

Getting Ready for the Winter Snow
Category:
 

Relaxation Techniques For Anxiety: How To Cope With Stressful Mo...
Category:
 

New collection Breitling Replica Watches would be available at s...
Category:

Small Corporate Offering Registration (SCOR) Sponsored Links

Small Corporate Offering Registration (SCOR)

The Small Corporate Registration was designed specifically for small businesses.

By Joseph Quinones
Category: Business

Submit your Articles Here!

The Small Corporate Registration was designed specifically for small businesses. It allows small companies to raise equity or debt capital publicly without having to register with Securities and Exchange Commission. It is designed to streamline the state review process by using standardized forms and reviews. Each states separately reviews the company’s filings and issues a permit allowing general solicitation to the public in that state.

Permits are generally issue within 30 days ( in Nevada) or it may take up six months (as is the case in California) depending on each state’s regulatory standard.

This form of registration is available to small securities issuers pursuant to Regulation D, Rule 504, of the Securities and exchange Act of 1933, as amended.

It allows small companies to be able to raise up to one million dollars in equity financing with certain limitations and guidelines. This program is known as Registration By Exemption because it is basically a hybrid between a public offering and a private placement.

This type of offering is often referred to as DPO, or Direct Public Offering because the stock can be sold to the public without the use of an underwriter or agent (Broker). These securities can also be sold to the public and be resold into established secondary market.

Under an SCOR offering a company can advertise for investors, and sell securities to anybody who expresses an interest, this provides a great advantage over a 504 offering where the offering is restricted to only 35 non-accredited investors.

Being able to list the securities on the Nasdaq Bulletin Board or the Pink Sheets is another positive for DPO’s because it makes the investment more liquid and appealing to investors.

You can anticipate receiving comments from examiners in many of the states in which registration is sought, depending on the regulatory approach taken by the state, those comments may be limited to request for disclosure of additional information or may require certain terms of the offering to be modified with the states fairness laws.

Failure to resolve outstanding comments can lead to denial of application for registration by the state. The states may make applicable substantive fairness standard as an appendix to the filing instructions or make use other means to make the available.

SCOR offering may be done in selected states and it requires audited financial statements. An experience securities lawyer is required, one that is familiar with the process and is familiar with states requirements.

The issuer must be incorporated since it will selling stock in the corporation, It must have a Business Plan because much of the information required in the offering circular can be taken from the business plan.

A company should gauged investors interest in the offering before launching a DPO. Some of the advantages of a DPO are that it be advertise to the public, the company can solicit investors, and it works best when offered directly to targeted group.

These groups are referred to as affinity groups or groups that have some type of connection with the company, its product or it services. A company that can easy contact its customer has an advantage over one that may have many customers but no information on them at all. For example a company in the medical field may target doctors, but since it is impossible to know all the doctors in the area it may need to purchase a list of doctors from a direct mail company.

Regulation D 504 does not require audited financial but you can only sell to 35 non-accredited investors the rest must be accredited. Soliciting and advertising for investors is not allowed.

An accredited investor: · A natural person who has individual net worth, or joint net worth with the person's spouse, that exceeds $1 million at the time of the purchase. · Accredited investors are natural persons with income exceeding $200,000 in each of the two most recent years or joint income with a spouse exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year. · A broker/dealer registered with the Commission under the Exchange Act purchasing for its own account as an investment is included. [Rule 501(a)(1)]. · A trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes. · A charitable organization, corporation, or partnership with assets exceeding $5 million. · A director, executive officer, or general partner of the company selling the securities. Regulation D 504 Is easy, fast and inexpensive to prepare. No underwriter, broker or agent is required, stock may sold company employees.

None of these type offerings are one-sized fits all each must be evaluated on its own merit and the needs of the company. Nor are these the only options.

Upon completion of the offering the company must request for a Market Maker to file a 15c211 to have the shares of the company publicly quoted.

For additional information please visit: http://www.genesiscorporateadvisors.com

Joseph Quinones, President of Genesis Corporate Advisors has spent over 25 years in the securities industry. In 1992 he founded JDQ Financial Group, Inc. and proceeded to build it up from a one Man operation to the point where it employed many traders, advised numerous client, and generated millions in revenues. http://www.genesiscorporateadvisors.com

Small Corporate Business Subcategories

Business & Economy > Business Libraries >
Business & Economy > Business Opportunities >
Business & Economy > Business Schools >
Business & Economy > Chats and Forums >
Business & Economy > Classifieds >
Business & Economy > Companies >
Business & Economy > Consortia >
Business & Economy > Consumer Economy >
Business & Economy > Conventions and Conferences >
Business & Economy > Cooperatives >

Small Corporate Business Articles